Original Research

Socioeconomic disparities in risk perceptions and precautionary actions against COVID-19 among the working age population aged 18–59 in Japan: a cross-sectional study

Abstract

Introduction Risk perceptions and precautionary actions against COVID-19 have been reported to be generally insufficient globally, and differences by subpopulation group have been concerning, as a key driver to widening health gaps. Although a body of literature examined these key constructs, critical comparative examinations of various risk perceptions and precautionary actions by socioeconomic group are still limited in Japan and Asia.

Methods This study examines subjective and objective risk perceptions and precautionary actions against COVID-19 infection among the general working age population aged 18–59 in Japan, focusing on the differences by socioeconomic group and health status. A cross-sectional survey was conducted in March 2021, using an online self-reporting questionnaire, in selected prefectures in Japan where COVID-19 infection cases ranked the highest. Participants were randomly recruited, and quota sampling methods were employed with the weighting of the sample distribution by geographic location (n=2764).

Results Subjective and objective risk perceptions and precautionary actions were significantly related to several of the socioeconomic variables, including gender, income, employment and household composition, as well as self-reported health status. These disparities were substantial even with the key basic preventive behaviour including mask wearing, avoidance of large gatherings and hand washing. Further, these risk perceptions and precautionary actions showed unexpected relationships with socioeconomic position and health status, contrary to existing evidence or theory, particularly among younger generations and worse health populations.

Conclusions This evidence suggests that risk perceptions and precautionary actions do not always seem to align, and their disparities by socioeconomic group and health status have been underscored in Japan, which may suggest complex and distinct pathways by subpopulation group. Further evidence and strategies for COVID-19 and other infectious disease prevention would be critical in transitions of the infectious disease prevention and control strategy, targeting both the high-risk population group and higher risk-taking group.

What is already known on this topic

  • A body of literature examined risk perceptions, mostly surrounding subjective fear or anxiety against COVID-19 globally. However, critical comparative examinations of various risk perceptions and precautionary actions by socioeconomic group are still limited.

What this study adds

  • This study examined subjective and objective risk perceptions and precautionary actions against COVID-19 infection among the general working age population aged 18–59 in Japan, focusing on the differences by socioeconomic group and health status. Multiple measures and indicators were employed and compared for subjective and objective perceptions, and precautionary actions using a series of internationally validated tools.

How this study might affect research, practice or policy

  • This evidence suggests unexpected distinct patterns of risk perceptions and precautionary actions, especially among high-risk and higher risk-taking groups, leading to highlight the need for further investigation and tailored intervention approaches for these groups.

Introduction

During the global COVID-19 pandemic, risk perceptions and precautionary actions have been reported to be generally insufficient despite relevant efforts to raise awareness among the general public. A body of literature exists that has examined risk perceptions and precautionary actions against COVID-19. In response to major concerns about social and health gaps following the COVID-19 pandemic, there are substantial studies that assessed the association of socioeconomic position with risk perceptions and precautionary actions, as well as COVID-19 infection and death. In general, existing evidence demonstrates disproportionate patterns of COVID-19 infection and mortality by socioeconomic position, in terms of age, gender, race/ethnicity, education and income.1–11 Considering such disproportionate impacts in terms of both disease and socioeconomic burdens that continue even after the pandemic phase globally, COVID-19-related research on risk perceptions and precautionary actions from socioeconomic perspectives remains an important research agenda.

Evidence of the association of socioeconomic position with risk perceptions and preventions against COVID-19 shows some commonalities, yet mixed results are also reported. Several studies show that being male and having a lower income are significantly and negatively associated with risk perceptions and precautionary actions globally.12–17 For example, women show higher risk perceptions and precautionary actions relative to men. Income is related to various directions of perceptions in the pandemic, such that income is positively associated with precautionary actions such as mask wearing, and negatively related to anxiety about COVID-19 in terms of the disease itself and its socioeconomic consequences.14 17 18 Further, risk perceptions among younger generations are reported to be mixed across the existing evidence.16 19–21

Thus, the association of socioeconomic position with risk perceptions and precautionary actions does not seem to be consistent, underscoring variations across studies and specific measures. Several scholars employ a series of various risk perception measures in their studies, in which the definition, operationalisation and measures of risk perception show some differences, and consequently, the conclusion is not consistent. Besides the majority of the relevant literature that focuses on a specific group of population such as healthcare workers, high-risk groups and students,22–25 there are fewer studies that target the general population and employ several risk perception measures.26–28 These studies have underscored the critical variations and inconsistencies across the different measures related to risk perception. The existing literature though did not focus on and discuss the outstanding distinction between the perceived ‘subjective risk’ including fear of COVID-19 infection, and the perceived ‘objective risk’ including perceived likelihood of being infected with COVID-19 among the general population, as well as the relevant influential factors. The latter ‘objective risk’ was assessed in some COVID-19 studies in varied contexts, in which different definitions and measures were employed to answer respective research questions.29–32

In Asia, a body of literature exists that has assessed risk perceptions and preventive behaviours. Some studies show the association of preventive behaviours with perceptions regarding COVID-19, finding socioeconomic differences among the general public. Generally, being male, younger and having lower education and income are reported to be negatively related to preventive behaviours and risk perceptions in Asia, while being female, older, having higher income and being married are associated with a greater likelihood of taking preventive behaviours.33–37 Relevant evidence from Japan exists,38–47 which generally cautions against such societal gaps, with some variations in disparity patterns across studies. For example, women and lower income individuals are significantly more likely to experience serious psychological distress during the pandemic,40 while the disproportionate pattern of preventive behaviour has been suggested that being female and older age are associated with a higher likelihood.39 42 45 46 Other demographic variables have been also assessed in some studies (eg, income, education), yet the evidence is mixed.39 42 43 45 Such disparities in the perceived likelihood of infection among general Japanese populations—that is operationalised as ‘perceived susceptibility’ from the perspectives of health behaviour theory and understood as ‘objective risk’ perceptions—have been limitedly examined or reported.43 46 The potential disparity in risk perceptions and preventive behaviours by health status has been unclear in these Japanese studies.

As such, evidence gaps still exist towards understanding and promoting COVID-19 prevention among the working age population aged 18–59 who have been affected substantially since the onset of the pandemic, in terms of socioeconomic conditions that are characterised distinctly by subgroup. Although Japanese people, and Asians in general, may seem to accept preventive measures more than others in distinct regions and countries,48 social and generational gaps in risk perceptions and preventive behaviours have been generally underscored in Japan throughout the remarkable transition of pandemic phases. However, inconsistent analytic methods and employed measures in the existing studies result in different conclusions of disparity patterns by subgroup in Japan, with an exception of age and gender patterns that women and the older are commonly reported to be more likely to take preventive behaviours as same as the global evidence.

Therefore, this study aims to examine risk perceptions and precautionary actions against COVID-19 among the working age population aged 18–59 years in Japan, including the association of socioeconomic position with ‘subjective risk’ and ‘objective risk’ perceptions. These two distinct concepts are defined and operationalised respectively in this study, while these differentiations were not critically assessed in the existing literature in Asia that mostly focuses on ‘subjective risk’ perceptions such as an individual’s fear or anxiety. Further, the association between socioeconomic position and precautionary actions is examined, comprising multiple indicators, and the difference by subpopulation group is assessed by health status. It is anticipated that the risk perceptions and precautionary actions differ by socioeconomic position; ‘subjective risk’ and ‘objective risk’ perceptions are distinct risk perception measures, thus their associations with socioeconomic position could be also different.

Materials and methods

Study setting

This study was conducted in Japan, particularly in the six prefectures of Aichi, Chiba, Kanagawa, Saitama, Tokyo and Osaka, where the central government’s emergency declaration was in effect and the new COVID-19 infection cases were marked as the highest in the country at the time of data collection in early 2021. The selected prefectures comprise large populations. The focus of the government’s emergency declaration shifted in phases since the onset of the COVID-19 pandemic, and the key measures in early 2021 aimed to control the high-risk environment, especially in bars and restaurants. Specific measures included the control of operating hours of bars and restaurants, as well as the number of customers at one table, in addition to basic preventive behaviours (eg, mask wearing, hand washing) and avoidance of congestion (eg, air congestion, human crowding and close-distance contacts, see online supplemental appendix).49

Data collection

Data were collected in March 2021 from the general working age population from age 18 to 59, who were registered as a survey panel for an international online survey company, Cint Japan, which is one of the largest online survey companies in Japan whose survey panel comprises approximately seven million registrants. Quota sampling methods were employed according to the national population statistics by age and gender, using the age-specific population data by 10-year group. For data collection, the study sample distributions were weighted by the sub-national population statistics of the target prefectures to approximate the general population distribution in terms of the geographic location, as well as age and gender.50 Survey participants were randomly recruited on the basis of quota sampling using these key demographic characteristics. The final study sample was 2764 in total across the six prefectures in Japan (without any missing data).

Measures

Risk perceptions (1): fear of COVID-19 scale (subjective risk)

The Fear of COVID-19 Scale (FCV-19) was employed in this study, which has been used in numerous studies globally and validated in Japan.38 51 The participants indicated their level of agreement with the seven statements related to the risk of COVID-19 infection and mortality, using a five-item Likert scale and answer options included ‘strongly disagree’, ‘disagree’, ‘neither agree nor disagree’, ‘agree’ and ‘strongly agree’. The minimum possible score for each question was 1, and the maximum was 5. The total score was calculated by adding up each item score (ranging from 7 to 35), suggesting that the higher the score, the greater the fear of COVID-19.51

Risk perceptions (2): likelihood related to COVID-19 infection questions (objective risk)

Risk perception measures were also adopted from a previous study on H1N1 influenza,52 which measures objective risk perceptions, in particular, the likelihood related to COVID-19 infection. Perceived likelihood that COVID-19 reaches own community was asked on a scale of 0%–100% (with answer options by 10 percentage points), as well as the perceived likelihood to encounter somebody infected with COVID-19 (a scale of 0%–100% as above).

Precautionary actions against infectious disease scale

The Risk Perception of Infectious Disease Questionnaire was adopted by developing an official translated Japanese version questionnaire for this study, including questions on precautionary actions. The original questionnaire was developed against SARS53 and subsequently employed in the COVID-19 pandemic.19 This questionnaire asks about the respondent’s precautionary actions using 19 specific items including wearing of mask, avoiding large gatherings of people and washing hands more often (see the complete items in the Results section), and they were asked to select the answer option that best reflects the respondent’s own action. Answer options were modified from the original questionnaire, from binary to five-item Likert scale options. For scoring, the same calculation method was employed as the FCV-19 as aforementioned. Using the 19 indicators, a total score was calculated by adding up each item score (ranging from 19 to 95), with a higher score showing a greater extent of taking precautionary actions against COVID-19. Besides, for multivariate regression analyses, the following three key indicators were recoded as binary, with ‘strongly agree’ to practice the concerned precautionary action, or else (including agree, neither agree nor disagree, disagree or strongly disagree): (1) wear a mask, (2) avoid large gatherings of people and (3) wash hands more often.

Explanatory variables related to socioeconomic position

Variables for socioeconomic position were selected based on relevant previous studies. Age was measured as continuous and categorical by 10-year age groups: age 18–19, age 20–29, age 30–39, age 40–49 and age 50–59 (Reference group: age 30–39). Gender was categorical as male, female or other/do not answer (Reference: female). Education was recoded as categorical, as ‘high school or less’ or ‘higher education (ie, technical college, 2-year college education or higher)’ (Reference: high school or less). Household income was measured in quintiles with reference to the recent national household annual income data (Lowest 20% quintile: Japanese Yen (JPY) two million or less; Lower 20%–40% quintile: JPY 3.42 million or less; Middle 40%–60% quintile: JPY 5.23 million or less; Higher 60%–80% quintile: JPY 8.13 million or less; Highest 20% quintile: above JPY 8.13 million)54 (Reference: highest income quintile). Employment was recoded as binary, as being in paid employment in the last 4 weeks (in the last 28 days) preceding the survey or not (Reference: not in paid employment). Household members were asked in numbers by age group and recoded as categorical as follows: living with elderly people (age 65 or over); living with adults/children (but no elderly people); or living alone (Reference: living with adults/children, but no elderly people). Marital status was asked and recoded as binary, that is, whether the respondent had a partner or not, regardless of legal status at the time of the survey (Reference: not married or having a partner). Geographic location was categorised by prefecture, including the selected six prefectures as aforementioned, that is, Aichi, Chiba, Kanagawa, Osaka, Saitama and Tokyo (Reference: Tokyo), which were treated as a cluster in regression analyses.

Self-reported health status

A measure of self-reported health was also included in the analysis, using an internationally and domestically validated scale. The Visual Analogue Scale was developed by EuroQoL, which is a part of the standard questionnaire on the health-related quality of life measure, for example, EQ-5D-5L.55 On this visual scale, the respondents were asked to rate their health status on the date of the survey, indicating 100 for the best health and 0 for the worst health that the respondent imagined, as a continuous variable.

Analysis

The analysis included descriptive analysis, bivariate analysis and multivariate regression analysis including ordinal least squares (OLS) and logistic regressions. In the multivariate regression analysis, all the aforementioned variables for socioeconomic position and self-reported health status were included in the regression model.

Patients and public involvement

Due to the aim and scope of this particular study, it was not appropriate or possible to involve patients or the public in the design, or conduct, or reporting, or dissemination plans of our research.

Results

Descriptive results

Table 1 and online supplemental table 1 show the descriptive statistics of risk perceptions, precautionary actions, socioeconomic position and self-reported health status of the study population. Mean scores show variations across various risk perceptions, and similarly across key precautionary actions. The respondents’ mean age is around 40 years with a range from age 18 to 59. Around two-thirds have college-level education or higher, and are in paid employment in the last 4 weeks preceding the survey. Their household income approximates the national income quintile level, with a slightly lower proportion of the second lowest income group. Household compositions vary, with one in five living alone, and more than one in five living with elderly people. Around half of the respondents are married or have a partner regardless of legal status. Their geographic location is in the selected six prefectures, with a weighting that approximates the distribution of the national population. Self-reported health status is 74 points out of 100 points on average.

Table 1
|
Descriptive statistics of risk perceptions, precautionary actions and socioeconomic position of the study participant (Japan, n=2764)

Multivariate regression results

Risk perceptions (subjective and objective risk perceptions)

Table 2 shows the multivariate regression results of risk perceptions on socioeconomic position and the self-reported health status, using OLS. In Model 1 (Fear of COVID-19 Scale: FCV-19) of ‘subjective risk perceptions’, risk perceptions are negatively related to being male and unmarried. The higher the self-reported health status, the lower the risk perception. Respondents in their 20s report higher risk perceptions relative to those aged 30–39 at borderline significance. The lowest income quintile shows a positive relationship with risk perceptions, while education, paid employment and household composition do not show a statistically significant association.

Table 2
|
Multivariate ordinary least squares (OLS) regression analyses of subjective and objective risk perceptions (n=2764)

In Model 2 (Likelihood that COVID-19 reaches own community) of ‘objective risk perceptions’, being male is negatively associated with these perceptions, consistent with subjective risk perceptions. Respondents in their 50s are less likely to perceive objective risks than those in their 30s at borderline significance (p<0.10); however, there is no systematic relationship between age and objective risk perceptions. Self-reported health is also negatively related to risk perceptions. Low-income and middle-income quintiles are associated with lower risk perceptions relative to the highest income quintile, with the former reporting approximately 6–9 percentage points lower scores than the latter. However, education, employment, marital status and household composition are not statistically significantly related to risk perceptions.

In Model 3 (Likelihood to encounter somebody infected with COVID-19) of ‘objective risk perceptions’, being male and not being in paid employment, as well as higher self-reported health, are negatively related to these perceptions. For example, men report lower objective risk perceptions by more than 3 percentage points than women, consistent in magnitude with the other objective risk perception measures. Relative to the highest income quintile, the middle-income quintile reports lower objective risk perceptions. Compared with those aged 30–39, those aged 50–59 are also negatively associated with objective risk perceptions. The remaining variables including education, marital status or household composition are not statistically significantly associated with the variable of our interest in this model.

Precautionary actions

Tables 3 and 4 show the multivariate regression results of precautionary actions on socioeconomic position and self-reported health, using OLS and logistic regression. In Model 4 (precautionary action summative scale), men and lower education and income (particularly the second lowest group) are related to the lower precautionary action scores. For example, men show a lower score by approximately three points compared with women. Household composition is also significantly associated, showing that those who live with elderly people report a higher precautionary action score by two points compared with those who live with adults/children but not with elderly people. The better the self-reported health status, the higher the precautionary action score. Being married shows a positive association at borderline significance, while age and employment do not show a statistically significant difference.

Table 3
|
Multivariate ordinary least squares (OLS) regression analyses of precautionary action summative score (n=2764)
Table 4
|
Multivariate logistic regression analysis of key precautionary actions (n=2764)

Further, results of the specific key preventive behaviours are also shown in table 4, figure 1 and online supplemental figures 1 and 2 in terms of predictive probabilities evaluated for the observed data. In Model 5 (wearing a mask), men and people with lower income groups, such as the lowest, lower, and middle-income groups, are less likely to wear a mask, compared with women and the highest income group. Specifically, the odds of strongly agreeing to wear a mask among men are 52.6% lower than that among women (Robust OR=0.474). Besides, those who live alone are also less likely to wear a mask compared with those who live with adults/children but no elderly people. Better self-reported health is positively associated with mask-wearing. No statistically significant difference is shown by age, education, employment, or marital status.

Figure 1
Figure 1

Predictive probability of the key precautionary action by age and gender. (A) mask wearing; (B) avoid large gatherings of people; and (C) wash hands more often. Blue line=male, red line=female, and black line=the both genders combined. The interval shows the 95% CIs.

In Model 6 (avoid large gatherings of people), men, teenagers aged 18–19, people in paid employment and those with relatively lower income compared with the highest income group are less likely to avoid large gatherings. In particular, the odds of strongly agreeing to avoid large gatherings among men are 45.2% lower than that among women (Robust OR=0.548). The better the self-reported health status, the more likely people are to avoid large gatherings. There is no such statistically significant relationship with education, household composition, or marital status.

Last, in Model 7 (wash hands more often), men and people with relatively lower income, except the lowest income group, are also less likely to wash hands more often. For example, the odds of strongly agreeing to wash hands more often among men are 38.2% lower than that among women (Robust OR=0.628). Those living with elderly people and the better health status group are more likely to wash hands. No such statistically significant relationship is shown with age, employment, education, and marital status, while living alone is negatively related to hand washing with borderline significance.

Discussion

This study has examined subjective and objective risk perceptions and precautionary actions against COVID-19 among the general working age population aged 18–59 in Japan, focusing on the socioeconomic position reemphasised as a key determinant for health and social welfare following the COVID-19 pandemic. This study has underscored the distinction between subjective and objective risk perceptions, which have been rarely differentiated or investigated in the literature despite their outstanding conceptual distinction and influential socioeconomic factors, respectively. The results from this study confirm the statistically significant relationship of risk perceptions and precautionary actions with several of these key socioeconomic determinants, including gender, income, employment, and household composition. Yet, this Japanese evidence also demonstrates unexpected results, especially among specific subgroups, namely, the younger generation and worse health status groups. This suggests the complex pathways leading to risk perceptions, precautionary actions, and prevention of COVID-19 in Japan and possibly elsewhere among the concerned subpopulation groups, which are not sufficiently articulated in the health behaviour theory, and not critically tested or compared in the existing literature. These disparities also suggest that the government’s COVID-19 prevention and control strategy was likely to be received and transformed into action differently by subgroup in Japan, although the Japanese government’s policy has been recognised as relatively strict against COVID-19 and other infectious diseases as well as other East-Asian countries including China and Korea, after lessons from previous pandemics.56–64

First, this study has shown partially consistent results with the existing evidence in terms of generational differences in COVID-19 prevention, highlighting the higher subjective risk perceptions but relatively limited precautionary actions among the young generation. This result is not consistent with previous studies that showed relatively lower perceived risk of COVID-19 infection among younger generations.15 16 19 Further, it should be noted that teenagers’ behaviours (age 18–19) have shown variations across the key precautionary actions in this study, in particular, less avoidance of large gatherings of people. Existing Japanese evidence of COVID-19 and other infectious disease prevention also generally suggests generational patterns of preventive behaviours with positive relationships – that is, the older the more likely to take preventive behaviours.39 42 45 46 65 This is generally consistent with the existing evidence base of an infectious disease control study showing low mortality risk perceptions, and hence, limited preventive actions among younger generations,66 underscoring the need for further investigation for effective, targeted intervention approaches to encourage precautionary actions for this particular group.

Second, the results from this study have confirmed significant gaps in risk perceptions and precautionary actions by gender and income, consistent with the existing evidence in Asia and elsewhere.1 33–37 Regarding gender gaps, Japanese women perceive higher risks and take more precautionary actions, and their infection rates have been reported to be relatively lower than men at several points in time.67 Further, income gaps are likely to explain and/or influence the gaps in risk perceptions and precautionary actions in Japan, which has not been consistently reported from the existing Japanese studies.39 42–46 The pattern of lower precautionary actions among the lowest income group people would require further investigation, whose higher subjective risk perceptions and lower precautionary actions do not align, as same as the pattern observed among the young generation. In addition, the influence of household member compositions, particularly residence with elderly people, should also receive adequate attention after this evidence, given the suspected, disproportionate socioeconomic consequences of the pandemic for these subgroups and better infectious disease controls through family infection.

Third, evidence from this study cautions against the consistency among subjective and objective risk perceptions and precautionary actions, which may explain the mixed evidence across existing studies as aforementioned. Subjective and objective perceptions do not always align as observed among the young generation and the lowest income group, despite the fact that these groups may be more likely to be exposed to personal contacts in the public and workplace in general (thus being generally recognised as a higher risk group). In consideration of this Japanese evidence and previous literature pointing to the important contrasts between these two risk perception measures in Europe and the USA,30–32 as well as other papers underscoring variations of risk perception measures,26–28 the intuition of their differences, implications, and determinants should be examined further. Investigation is warranted to understand pathways leading to COVID-19-related perception and prevention, in consideration of the multidimensionality of COVID-19-related perceptions.

Fourth, it is particularly concerning that precautionary actions among the worse health population are generally less likely, although their risk perceptions are generally higher. This is contrary to the anticipated pathway that the worse health group perceives higher risk and then takes more precautionary actions as shown in the literature,23 24 and neither pattern was reported from the relevant Japanese studies several of which did not examine this association.39 42–46 This pattern of disconnect and the unexpected opposite direction of the relationship are similar to those among the younger generation in this study population. Among the young generations though, the literature has generally pointed to their risk-taking behaviours and risk preference, which can have adverse consequences for general health (eg, smoking, alcohol, drug use, etc.)68–71 as well as COVID-19.72 Such health risk assessment among young generations may also possibly apply to infectious disease prevention. This concerning pathway in these population groups needs to be further investigated in future analyses.

This study entails several limitations. First, this is a cross-sectional survey; thus, it is not possible to make causal inference on the hypothesised pathway. Second, although the study sample was randomly drawn from the panel of one of the largest online survey companies in Japan, this study was an online survey that targeted towards the selected geographic areas at higher risk of COVID-19 infection to answer this research question in the high-risk context. This was because of the Japanese situation where COVID-19 infection rates varied substantially by prefecture though, consequently, this evidence is not nationally representative. Third, there may have been more explanatory variables that were not observed in this first data collection, while a subsequent survey collected additional variables on socioeconomic position, COVID-19 vaccination and relevant perceptions. Thus, analysis and discussion of COVID-19 vaccination are not a scope of this paper.

Despite these limitations, this is one of the first studies in Japan and Asia that has examined subjective and objective risk perceptions and precautionary actions employing international tools used for COVID-19 and other infectious diseases. Evidence from this study shows a unique case from Japan, being partially consistent with the existing evidence and cautioning against the general expectation of consistency among subjective and objective risk perceptions and precautionary actions in the expected traditional pathway by the health behaviour theory. Specifically, this evidence underscores such uniqueness and complexity among the high-risk and higher risk-taking groups, particularly the young generation and the worse health group, as well as the lowest income group, whose health-related perceptions and behaviours are likely to be influenced by several other factors than risk perceptions. These disparities reflect gaps in perceptional and behavioural responses among the Japanese general public, despite the fact the government implemented relatively strict measures in the early phases of the pandemic, followed by subsequent multiple pandemic phases with remarkably high infection cases in 2022. Distinctions and relevant intuitions about several risk perceptions (eg, subjective vs objective risk, perceived risk of infection vs mortality) seem to have a potential to shed light on the deeper understanding of the key influencing factors and mechanisms surrounding the prevention of COVID-19 and other infectious diseases. Further attention and research would be needed to better understand the complex pathways surrounding infectious disease prevention, as well as the social gaps and disproportionate impacts of the relevant pandemic, in an effort to address health equity concerns globally.